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Global Financial Crimes: ISG Advisory Vice President

Morgan Stanley • Full-time • New York, NY,US, US • 2d ago

Advise on transactional due diligence with respect to clients, counterparties, co-investors, and target companies/assets and provide guidance to the business on due diligence requirements including risks associated with operating in sanctioned jurisdictions and identifying potential nexus to sanctioned individuals - Serve as point of escalation and provide support in connection with Know Your Customer (KYC) onboarding, enhanced due diligence, periodic refresh and transactional due diligence matters - Develop and communicate a GFC risk view with respect to clients, counterparties, and/or transactions across AML, sanctions, and other financial crimes related risks - Provide oversight and guidance on investment banking and global capital markets transactional deals and coordinate with business unit senior management - Draft/revise and execute on policies and procedures - Develop content and deliver training to the BUs, risk, legal, compliance and other first-line and other support functions including targeted BU specific sanctions training on specific risks associated with relevant products and services - Serve as point of escalation on sanctions questions and provide support in connection with regulatory interpretation and application of facts in connection with policies - Advise on the performance of customer risk ranking reviews - Assist in the review and approval of New Product Approvals - Provide oversight on the review and resolve of negative news and sanctions escalations - Serve on various business, compliance and risk committees - Assist with responding to U.S. regulatory exams and other inquiries, and internal audits, including overseeing document production and data collection in connection with blocked property reporting - Liaise and coordinate within GFC and with key stakeholders across the Firm, including Legal, Compliance, Regulatory Relations, and Risk, to ensure appropriate execution of the Firm's enterprise-wide financial crimes prevention program - Represent the Firm in relevant industry groups and other external forums Skills required - Minimum of 7-10 years of relevant experience, preferably at a large/complex financial institution, law firm, or government/regulatory body - Detailed understanding of the laws, rules, and regulations pertaining to AML as well as sanctions and anti-corruption - Solid knowledge of Institutional Securities, sales and trading and fixed income - Highly-motivated self-starter able to work independently while collaborating and coordinating as part of a global program - Strong analytical and problem-solving skills and the ability to provide viable solutions in a time-sensitive environment - Exceptional written and verbal communications skills, attention to detail, and effective time management - Sound judgment and an ability to appropriately escalate issues internally - Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within first 15 months of employment - Juris Doctor (JD) degree with strong academic credentials We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Expected base pay rates for the role will be between 120000 and 205000 per year at the commencement of employment. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.