Compliance Consultant I

Wipfli • Full-time • Minneapolis, Minnesota, United States • 1m ago

At Wipfli, people count

The way you think makes you different. At Wipfli, we embrace that.

Our inclusive culture provides a space for everyone to have a voice. Our growing number of DEI resource groups celebrate diversity and champion awareness throughout Wipfli.

We’re also focused on helping you achieve success with balance. From hybrid schedules and flexible time off to training programs and mental wellness initiatives, we take care of our team.

If you want to be in an environment where you can grow, feed your curiosity and make a difference, Wipfli is the place for you.

Our Compliance Consultant I can work either in person or in a hybrid environment.

Responsibilities:

Review and understand various applicable regulatory compliance regulations, interpret the requirements, and verify policies, procedures, files and transactions for compliance
Analyze, problem solve, and test for compliance with underlying regulations and policies and procedures
Deliver high-quality work product and assist other team members within the service line
Support the team in providing other compliance related services to financial services and other industry clients as required

Qualifications:

Bachelor’s Degree
Minimum 2 years of experience in the banking industry
Experience and knowledge of Customer Due Diligence, Know Your Customer/Customer Identification Program, Suspicious Activity Reports and related areas
Working in reviewing and interpreting regulations, policies and procedures in areas such as Bank Secrecy and Anti-Money Laundering laws and other banking related regulations, and verifying compliance with these requirements
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Ability to research independently and interpret compliance regulation to provide guidance
Strong analytical skills with high attention to detail and accuracy

Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identity, veteran status, disability, or any other characteristics protected by federal, state, or local laws.

Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at hr@wipfli.com

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