Overview
Assists Financial Advisors by providing sales and servicing support. Act as liaison between Financial Advisors and internal departments (Compliance, Operations and Administration). Duties may include, but are not limited to the following: scheduling appointments for new and existing customers; monitoring and tracking referrals and sales results; issuing sales/marketing information to clients; providing customer service via telephone and written correspondence; solving operational issues; preparing sales packages; ordering supplies; maintaining file system for prospective and existing customers; processing customer service requests (address changes, statement copies, etc.); processing new account applications, obtaining necessary documents, resolving inquiries and handling account transfers.
The successful candidate will demonstrate the ability to work with a team and independently to organize, prioritize, and complete tasks, provide administrative and sales support to Financial Advisors through clerical and account-related duties including the flow of correspondence, and communicate daily with clients.
Required Qualifications
- 5+ year of administrative experience, sales support experience, or a combination of both demonstrated through work or military experience
Desired Qualifications
- Financial services industry experience
- Ability to provide administrative support, including responding to prospect/customer inquiries and requests for information
- Knowledge and understanding of brokerage or administrative support
- Basic Microsoft Office (Word, Excel and Outlook) skills
- Experience interacting directly with customers
- FINRA registration including Series 7 and 66 (or FINRA recognized equivalents)
- State Life and Insurance License
Join our team as a Financial Advisor and make a significant impact on the lives of our clients by helping them navigate their financial futures with confidence.
Job Type: Full-time
Pay: $40,000.00 - $60,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Life insurance
- Paid time off
- Professional development assistance
- Vision insurance
Compensation Package:
Ability to Commute:
- Lafayette, LA 70508 (Preferred)
Work Location: In person
