What does a successful FinOps Audit Manager do at Fiserv?
As a successful FinOps Audit Manager you will assist the CAAS Department in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of Fiserv’s governance, risk management and internal control environment by performing independent evaluations of the adequacy and effectiveness of Fiserv’s operations. You will lead a variety of audits including operational, compliance or financial under a variety of financial regulations both in the US and internationally.
What you will do:
Provide guidance and direction to the planning process and the execution of fieldwork such as overseeing interviews and walkthroughs, reviewing materials, the design and execution of audit testing, analyzing results, drawing conclusions, issue writing and reporting using the CAAS Audit methodology and standards within the allotted time scheduled.
Manage the audit lifecycle, staffing, scheduling, methodology and approach to testing and fieldwork and finally, the quality and timeliness of all work products you oversee. You will be expected to provide weekly, monthly, or periodic status reporting and work with the CAAS leadership team to ensure the appropriate allocation and assignment of resources.
Assist the Audit Director in the development and mentoring of Senior and Staff Auditors by providing regular and timely feedback regarding their execution of tasks performed during each audit engagement and their overall performance.
Contribute to the development of the annual audit plan and the annual audit risk assessment process. You will contribute to the strategic and proactive consultation process to identify risk to the achievement of management objectives, determining effective and efficient risk mitigation, maintaining key business relationships, and identifying themes, trends, and emerging risks for escalation.
What you will need to have:
Bachelor's degree, with emphasis in accounting, finance, management, information systems, or general business or equivalent field
5 + years of financial services industry experience and/or public accounting firm, including at least two years managing other professionals
Demonstrated experience and knowledge of GAAP/IFRS, the International Standards for the Professional Practice of Internal Auditing (Standards) and the latest audit techniques
Demonstrated ability applying Internal Auditing principles, methodology and standards in a risk-based environment across a variety of audit areas at varying degrees of complexity
Demonstrated experience in developing risk frameworks, executing risk-based audits, and completing workflow and related control assessments
2+ years of Accounting, Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or frameworks such as FASB, COSO, FFIEC, NIST or PCI experience
Test development, sampling, statistics, and evidence gathering experience
A minimum of 1 applicable professional certification, such as CPA, CIA, CISA, CFE
What would be great to have:
Experience working with risk assessment methodologies, control activities, control monitoring, control evaluations and measurement of control effectiveness in accordance with regulatory compliance requirements such as corporate governance, consumer protection, AML/CTF and Financial Crimes, data protection/data privacy, ethics or conduct risk
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