JOB DESCRIPTION
The Supervision Offshore Team is a dedicated business aligned team whose main responsibility is to help the business manage its regulatory obligations, operational risk, and supervisory requirements.
As an International Supervisory Specialist in Central Supervision on the Supervision Offshore Team, you will be responsible for supporting the team in day-to-day responsibilities and on broader projects in all aspects pertaining to the Supervision Team.
Job Responsibilities
- Submitting requests to business partners to update records and following-up on those requests to ensure completion (e.g., DSP / U4 Updates, etc.)
- Preparing information in support of Field SM responsibilities (e.g., Branch Visit Reviews, Advisor Reviews, Risk Reviews, etc.)
- Preparing information in support of Supervision’s Sales Practice Review Team
- Handle all miscellaneous requests related to the process and assist the team with research and investigation, as required.
Required qualifications, capabilities, and skills
- Build strong working relationships with cross-functional and regional teams as a team player.
- Demonstrate self-motivation, strong time management, and organizational skills, while effectively working with various personalities.
- Communicate effectively in writing and verbally, and summarize feedback clearly.
- Identify and reduce operational risks, document procedures, and determine requirements for additional controls as needed.
- Analyze data or process flows and generate innovative ideas for improvements.
- Adapt to a fast-paced environment, handle multiple tasks through effective prioritization, and consistently meet deadlines.
- Utilize MS Excel skills, including pivot tables, V-lookups, and sorting and filtering data.
Preferred qualifications, capabilities, and skills
- Bachelor’s Degree preferred
- Advanced knowledge of securities industry rules, regulations and guidelines and significant and equivalent experience in a directly related securities industry position may substitute for bachelor’s degree
- Fluency in English. Other languages are a bonus
ABOUT US
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
